Peter Weatherford and Paul Washington are discussing the characteristics of an effecti
A) Weatherford is incorrect; Washington is incorrect.
B) Weatherford is correct; Washington is incorrect.
C) Weatherford is correct; Washington is correct.
AI搜題
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搜題
第1題
Jill Davis tells her broker that she does not want to sell her stocks that are below the price she paid for them. She believes that if she just holds on to them a little longer they will recover, at which time she will sell them. What behavioral characteristic does Davis have as the basis for her decision making?
第2題
The client objective motivating a monetization strategy is least likely to be:
A) increase portfolio systematic risk.
B) a tax efficient exit strategy.
C) provide funds to meet portfolio objectives.
第3題
All of the following are behavioral investor types identified by Pompian EXCEPT the:
A) active accumulator.
B) guardian.
C) friendly follower.
第4題
The liquidity requirements of a pension fund differ from the liquidity requirements of a life insurance company in that the liquidity requirements of a pension fund:
A) will be dictated by state statutes, whereas the liquidity requirements of a life insurance company will be dictated by federal statute.
B) will be a direct function of the age of employees and the retired-lives portion of participants, whereas the liquidity requirements of a life insurance company will be a function of the liability requirements of products sold.
C) and the liquidity requirements of an insurance company will be dictated by federal statute.
